Source: task4-all-weather/output/simplified_baseline/task4_simplified_baseline_summary.md
Last modified: 2026-05-18 23:52:26 · 4,990 bytes

Task #4 Simplified Top-Size ETF + Single-Stage ERC Baseline

Friend-style baseline: choose broad representative/liquid ETFs by category, run one-layer covariance ERC monthly, target 7% vol with max scale 1.0. This is a benchmark, not production replacement.

Universe

entity_id name primary_premium symbol
broad_equity 宽基权益-沪深300 equity 510300.XSHG
mid_equity 宽基权益-中证500 equity 510500.XSHG
growth_equity 成长权益-创业板 equity 159915.XSHE
dividend_equity 防御权益-红利 equity 510880.XSHG
credit_bond 信用/城投债 credit 511220.XSHG
gov_bond_10y 利率债-10Y rate 511260.XSHG
gold 黄金 inflation 518880.XSHG
energy 能源油气 inflation 162411.XSHE
industrial_metal 有色金属 inflation 159980.XSHE
agriculture 农产品/豆粕 inflation 159985.XSHE

Metrics

segment days ann_return ann_vol sharpe sortino max_drawdown calmar
IS_2015_2023 2188.0000 0.0387 0.0568 0.6816 0.8601 -0.1025 0.3776
OOS_A_2024_pre_924 176.0000 0.0408 0.0824 0.4952 0.7225 -0.0954 0.4277
OOS_B_924_to_2025H1 183.0000 0.2122 0.0879 2.4154 3.6246 -0.0288 7.3687
OOS_C_2025H2_now 211.0000 0.2553 0.0903 2.8279 3.4064 -0.0544 4.6890
FULL 2758.0000 0.0648 0.0643 1.0087 1.2995 -0.1025 0.6329

Compare vs Task #4 v0.1a

segment simplified_ann simplified_vol simplified_sharpe simplified_mdd v01a_ann v01a_vol v01a_sharpe v01a_mdd delta_sharpe delta_ann
IS_2015_2023 0.0387 0.0568 0.6816 -0.1025 0.0429 0.0603 0.7112 -0.1052 -0.0296 -0.0042
OOS_A_2024_pre_924 0.0408 0.0824 0.4952 -0.0954 -0.0656 0.0812 -0.8070 -0.0922 1.3023 0.1064
OOS_B_924_to_2025H1 0.2122 0.0879 2.4154 -0.0288 0.2120 0.0941 2.2530 -0.0330 0.1624 0.0002
OOS_C_2025H2_now 0.2553 0.0903 2.8279 -0.0544 0.1705 0.0757 2.2512 -0.0350 0.5767 0.0848
FULL 0.0648 0.0643 1.0087 -0.1025 0.0552 0.0658 0.8391 -0.1365 0.1696 0.0096

Latest Weights

entity_id weight name symbol primary_premium
credit_bond 62.51% 信用/城投债 511220.XSHG credit
gov_bond_10y 26.30% 利率债-10Y 511260.XSHG rate
agriculture 2.62% 农产品/豆粕 159985.XSHE inflation
dividend_equity 1.97% 防御权益-红利 510880.XSHG equity
broad_equity 1.73% 宽基权益-沪深300 510300.XSHG equity
growth_equity 1.37% 成长权益-创业板 159915.XSHE equity
mid_equity 1.08% 宽基权益-中证500 510500.XSHG equity
industrial_metal 0.97% 有色金属 159980.XSHE inflation
energy 0.73% 能源油气 162411.XSHE inflation
gold 0.72% 黄金 518880.XSHG inflation

Average Primary Premium RC

primary_premium avg_rc
equity 53.73%
inflation 37.52%
credit 6.34%
rate 2.41%

Initial Read

- FULL simplified Sharpe 1.01 vs v0.1a 0.84.

- FULL simplified MDD -10.25% vs v0.1a -13.65%.

- This baseline is intentionally simpler: no 4-regime sleeve structure, no HK Connect/productivity-chain expansion, no overlap audits, no 30Y treasury ETF, no grouped AI/growth entities.